Senior Executive – Compliance Management & Reporting

Senior Executive – Compliance Management & Reporting

Prudential Financial, Inc
Not Specified
Not Specified

Job Description

At Prudential, we understand that success comes from the talent and commitment of our people. Together, we have a shared vision in securing the future of our customers and our communities. We strive to build a business that can shape, an inclusive workplace where ideas are valued and a culture where can thrive together. Our people stay connected and tuned in to what's happening around us, keeping us ahead of the curve. While focused on the long-term, we look to the future to bring growth, development and benefit to everyone whose lives we touch.
1. Assist in Good Corporate Governance and Financial Conglomerate implementation based on regulator requirement
2. Assisting on preparation of compliance report for PCA Regional Compliance and various governance forum
3. Handling and maintenance Breach Log Book including the follow up conduct to related parties in matter to close the breach. Also, assist in the effort to build breach awareness for all staff.
4. Ensure the related department has been implemented the obligation to submit the routine report to regulator through CMS - Compliance Monitoring System.
5. Provide socialization related to Compliance matters which includes monthly compliance checklist, breach report, and ad-hoc Compliance awareness.
6. Assisting on monitoring new and current regulation implementation including socialization to related function and working with various departments and functions to facilitate compliance with Government laws and regulations.
7. Support implementation of PCA Regional Compliance Project and Company project.
8. Review and update internal SOPs and related Compliance TOR
9. Oversight of Regional Compliance Standard (RCS) Implementation across function.

Job Details

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Prudential plc is an Asia-led portfolio of businesses focused on structural growth markets. The business helps individuals to de-risk their lives and deal with their biggest financial concerns through life and health insurance, and retirement and asset management solutions. Prudential plc has 20 million customers and is listed on stock exchanges in London, Hong Kong, Singapore and New York. We are proud to be one of the 380 companies across 11 sectors included in the 2021 Bloomberg Gender Equality Index. The reference index measures gender equality across five pillars: female leadership and talent pipeline, equal pay and gender pay parity, inclusive culture, sexual harassment policies, and pro-women brand. Our inclusion in this global index is testament to our commitment to nurturing diverse talent. #BloombergGEI. Prudential plc is not affiliated in any manner with Prudential Financial, Inc., a company whose principal place of business is in the United States of America or with the Prudential Assurance Company, a subsidiary of M&G plc, a company incorporated in the United Kingdom.

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